0000872573-12-000003.txt : 20120214
0000872573-12-000003.hdr.sgml : 20120214
20120214161709
ACCESSION NUMBER: 0000872573-12-000003
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
GROUP MEMBERS: CAXTON ASSOCIATES LP
GROUP MEMBERS: CAXTON INTERNATIONAL LTD
GROUP MEMBERS: MR. BRUCE S. KOVNER
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKET VECTORS ETF TRUST
CENTRAL INDEX KEY: 0001137360
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-83562
FILM NUMBER: 12610055
BUSINESS ADDRESS:
STREET 1: 335 MADISON AVENUE - 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-293-2000
MAIL ADDRESS:
STREET 1: 335 MADISON AVENUE - 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: MARKET VECTORS TRUST
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: VAN ECK ALTERNATIVES INDEX FUND
DATE OF NAME CHANGE: 20030327
FORMER COMPANY:
FORMER CONFORMED NAME: VAN ECK ECONOMEX INDUSTRIES INDEX FUND
DATE OF NAME CHANGE: 20010329
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: CAXTON ASSOCIATES LP
CENTRAL INDEX KEY: 0000872573
IRS NUMBER: 223430173
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: PRINCETON PLAZA, BUILDING 2
STREET 2: 731 ALEXANDER ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-419-1800
MAIL ADDRESS:
STREET 1: PRINCETON PLAZA, BUILDING 2
STREET 2: 731 ALEXANDER ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: CAXTON ASSOCIATES LLC
DATE OF NAME CHANGE: 19990226
FORMER COMPANY:
FORMER CONFORMED NAME: CAXTON CORP
DATE OF NAME CHANGE: 19961118
SC 13G/A
1
smh13gamd1exit.txt
MARKET VECTORS ETF TRUST
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Rule 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
(Amendment No. 1 Exiting)*
Market Vectors Semiconductor ETF
(Name of Issuer)
Depository Receipt
(Title of Class of Securities)
57060U233
(CUSIP Number)
12/31/2011
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
| | Rule 13d-1 (b)
|X| Rule 13d-1 (c)
| | Rule 13d-1 (d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Caxton International Limited
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|X|
(3) SEC use only.
(4) Citizenship or place of organization.
British Virgin Islands
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
0
(6) Shared voting power:
0
(7) Sole dispositive power:
0
(8) Shared dispositive power:
0
(9) Aggregate amount beneficially owned by each reporting person.
0
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
(11) Percent of class represented by amount in Row 9.
0.0%
(12) Type of reporting person (see instructions).
CO
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Caxton Associates LP
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|X|
(3) SEC use only.
(4) Citizenship or place of organization.
State of Delaware
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
0
(6) Shared voting power:
0
(7) Sole dispositive power:
0
(8) Shared dispositive power:
0
(9) Aggregate amount beneficially owned by each reporting person.
0
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
(11) Percent of class represented by amount in Row 9.
0.0%
(12)Type of reporting person (see instructions).
IA
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Kovner, Bruce
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|X|
(3) SEC use only.
(4) Citizenship or place of organization.
United States
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
0
(6) Shared voting power:
0
(7) Sole dispositive power:
0
(8) Shared dispositive power:
0
(9) Aggregate amount beneficially owned by each reporting person.
0
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
(11) Percent of class represented by amount in Row 9.
0.0%
(12) Type of reporting person (see instructions).
IN
Item 1(a). Name of Issuer:
Market Vectors Semiconductor ETF
Item 1(b). Address of Issuer's Principal Executive Offices:
Market Vectors ETF Trust
335 Madison Avenue
New York, NY 10017
Item 2(a). Name of Person Filing:
(i) Caxton International Limited ("Caxton International")
(ii) Caxton Associates LP ("Caxton Associates"). Caxton
Associates is the trading advisor to Caxton International
and, as such, has voting and dispositive power with respect
to the investments of Caxton International.
(iii) Mr. Bruce S. Kovner. As of December 31, 2011, Mr. Kovner was the
Chairman of Caxton Associates and the sole shareholder of Caxton
Corporation, the former general partner of Caxton Associates. As a
result of the foregoing, Mr. Kovner may have be deemed to
beneficially own such securities.
Item 2(b). Address or Principal Business Office or, If None, Residence:
(i) The address of Caxton International is c/o International Fund Services
(Ireland) Ltd., Administrator, IDA Building & Technology Park
Donore Road, Drogheda Co, Louth, Ireland, DA1
(ii) The address of Caxton Associates is Princeton Plaza, Building 2,
731 Alexander Road, Princeton, NJ 08540.
(iii) The business address of Mr. Kovner is 500 Park Avenue,
New York, NY 10022.
Item 2(c). Citizenship:
(i) Caxton International is a corporation incorporated under the
laws of the British Virgin Islands.
(ii) Caxton Associates is a limited partnership formed under the laws
of the State of Deleware.
(iii) Mr. Kovner is a citizen of the United States.
Item 2(d). Title of Class of Securities:
Depository Receipt
Item 2(e). CUSIP No.:
57060U233
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or
(c), Check Whether the Person Filing is a:
Not Applicable
If this statement is filed pursuant to Rule 13d-1(c), check this box. |X|
Item 4. Ownership
(a) Amount beneficially owned:
(i) The amount of Depository Receipts beneficially owned by
Caxton International is 0.
(ii) The amount of Depository Receipts considered to be
beneficially owned by Caxton Associates by reason of its
voting and dispositive powers with respect to Caxton International
is 0.
(iii) Mr. Kovner, by reason of formerly being Chairman of Caxton Associates
and the sole shareholder of Caxton Corporation, the former general
partner of Caxton Associates, may have be deemed to beneficially own
such securities.
(b) Percent of class:
(i) Caxton International beneficially owns 0.0% of the Depository Receipts.
(ii) Caxton Associates may have been deemed to beneficially own 0.0% of the
Depository Receipts.
(iii) Mr. Kovner may have been deemed to beneficially own 0.0% of the
Depository Reciepts
(c) Number of shares as to which Caxton International has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition: 0
(iv) Shared power to dispose or to direct the disposition
of: 0
Number of shares as to which Caxton Associates has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition
of: 0
Number of shares as to which Mr. Kovner has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition
of: 0
Item 5. Ownership of 5 Percent or Less of a Class.
[X]
Item 6. Ownership of More than 5 Percent on Behalf of Another Person.
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company or Control
Person.
Not Applicable
Item 8. Identification and Classification of Members of the Group.
Not Applicable
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certifications
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction
having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Caxton International Limited
Date: 2/14/2012 /s/ Joseph Kelly
Name: Joseph Kelly
Title: Vice President and Treasurer
Date: 2/14/2012 /s/ Maxwell Quin
Name: Maxwell Quin
Title: Vice President and Secretary
Caxton Associates LP
Date: 2/14/2012 /s/ Scott B. Bernstein
Name: Scott B. Bernstein
Title: Secretary
Date: 2/14/2012 /s/ Bruce S. Kovner
Name: Bruce S. Kovner
Title: signed by Scott B. Bernstein
as Attorney-in-Fact
The original statement shall be signed by each person on whose behalf the
statement is filed or his authorized representative. If the statement is
signed on behalf of a person by his authorized representative other than
an executive officer or general partner of the filing person, evidence of
the representative's authority to sign on behalf of such person shall be
filed with the statement, provided, however, that a power of attorney for
this purpose which is already on file with the Commission may be
incorporated by reference. The name and any title of each person who signs
the statement shall be typed or printed beneath his signature.
ATTENTION: Intentional misstatements or omissions of fact constitute Federal
criminal violations (see 18 U.S.C. 1001). (Secs. 3(b), 13(d)(1), 13(d)(2),
13(d)(5), 13(d)(6), 13(g)(1), 13(g)(2), 13(g)(5), 23, 48 Stat. 882, 894, 901;
sec. 203(a), 49 Stat. 704; sec. 8, 49 Stat. 1379; sec. 10, 78 Stat. 88a; sec.
2, 82 Stat. 454; secs. 1, 2, 84 Stat. 1497; secs. 3, 10, 18, 89 Stat. 97, 119,
155; secs. 202, 203, 91 Stat. 1494, 1498, 1499; (15 U.S.C. 78c(b), 78m(d)(1),
78m(d)(2), 78m(d)(5), 78m(d)(6), 78m(g)(1), 78m(g)(2), 78m(g)(5), 78w)) [43 FR
18499, Apr. 28, 1978, as amended at 43 FR 55756, Nov. 29, 1978; 44 FR 2148,
Jan. 9, 1979; 44 FR 11751, Mar. 2, 1979; 61 FR 49959, Sept. 24, 1996; 62 FR
35340, July 1, 1997; 63 FR 2867, Jan. 16, 1998; 63 FR 15287, Mar. 31, 1998]
Certification
The undersigned hereby certifies that the shares of Market Vectors
Semiconductor purchased on behalf of Caxton International Limited were not
acquired and are not being held for the purpose of or with the effect of
changing or influencing the control of the issuer of such securities and were
not acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect.
Date: 2/14/2012 /s/ Francesco Cafagna
Francesco Cafagna